Video & Transcript Research : 'securities'
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AL
Alabama 2025 Regular Session
Alabama House Financial Services Committee Apr 9th, 2025
Financial Services
Transcript Highlights:
- We're working with such entities as Homeland Security, ICE, and others to determine if in fact they are
- have someone here from the securities commission that can answer some of those technical questions.
- I'm with the Alabama Securities Commission.
- Uh, we regulate both money transmitters and the securities industry in the state of Alabama.
- Any other questions for the securities commission? securities commission? All right. Thank you.
Bills:
HB297
AL
Alabama 2025 Regular Session
Alabama House Financial Services Committee Apr 23rd, 2025
Financial Services
Transcript Highlights:
- Um, and I do want to echo those thank yous because the Securities Commission has been here since day
- In fact, the sub that's going to be offered really is just now taking the Securities Commission's playbook
- So, it just streamlines the process of securities it streamlines the process of securities commissions
MN
Minnesota 2025-2026 Regular Session
House Commerce Finance and Policy Committee 3/10/26
Commerce Finance and Policy
Transcript Highlights:
- The department's FI policy bill incorporates North American Securities Administrators Association, or
- enforce policies and procedures pertaining to business continuity, succession planning, physical security
Keywords:
nudification technology, image rights, privacy protection, sexual exploitation, cybersecurity, recreational camping, utility fees, electricity charges, consumer protection, energy policy, health insurance, insulin, step therapy, diabetes, patient care, prescription drugs, pet shops, animal welfare, dog sales, cat sales
TX
Keywords:
utility systems, Texas A&M, regents authority, construction, improvement, construction contracts, trust funds, property rights, mechanics lien, contractors, trustee liability, mechanic's lien, liability, attorney's fees, windstorm insurance, Texas Windstorm Insurance Association, insurance regulation, administrative penalties, coastal counties, catastrophe year
TX
Keywords:
utility systems, Texas A&M, regents authority, construction, improvement, construction contracts, trust funds, property rights, mechanics lien, contractors, trustee liability, mechanic's lien, liability, attorney's fees, windstorm insurance, Texas Windstorm Insurance Association, insurance regulation, administrative penalties, coastal counties, catastrophe year
TX
Texas 89th Regular
Senate Committee on Business and Commerce (Part I) Apr 8th, 2025
Business & Commerce
Transcript Highlights:
- Second, what role should nuclear energy play in Texas's energy security?
- initiatives, Texas can not only help advance nuclear reactor companies bridge the valley of death, but also secure
- the fastest developer of advanced nuclear technologies, which is a huge concern from a national security
- a decision to foreclose on a sizable lien against a single-asset LLC entity where we're hoping to secure
Keywords:
utility systems, Texas A&M, regents authority, construction, improvement, construction contracts, trust funds, property rights, mechanics lien, contractors, trustee liability, mechanic's lien, liability, attorney's fees, windstorm insurance, Texas Windstorm Insurance Association, insurance regulation, administrative penalties, coastal counties, catastrophe year
TX
Texas 89th Regular
Senate Committee on Business and Commerce (Part II) Apr 8th, 2025
Business & Commerce
Transcript Highlights:
- One billing in member carrier assessments and one billing in policyholder-backed securities.
- Specifically, the bill aggregates the assessment layers, the first layer, and the public... securities
- SB 2571 removes the reference to dollar values for both assessments and public securities and instead
- Under the bill, both the statutorily insured sources of funding—assessments and public securities—would
- And then public securities remind me of how that works.
Keywords:
utility systems, Texas A&M, regents authority, construction, improvement, construction contracts, trust funds, property rights, mechanics lien, contractors, trustee liability, mechanic's lien, liability, attorney's fees, windstorm insurance, Texas Windstorm Insurance Association, insurance regulation, administrative penalties, coastal counties, catastrophe year
AL
Alabama 2025 Regular Session
Alabama House Ways and Means Education Committee Mar 5th, 2025
Ways and Means Education
Transcript Highlights:
- The Alabama Securities Commission is our state regulatory group that our state regulatory group that
- Now, the Securities Commission did help me vet all this, and... ...the Securities Commission did help
- Having Bo or Amando with the Securities Commission answer that question because they would know specifically
- Chairman, to have Bo with the Securities Commission answer that? Yeah, sure.
- Bo Brown with the Alabama Securities Commission charges a yearly fee... ...the Commission charges a yearly
Keywords:
home school, career and technical education, public schools, K-12 education, enrollment policy, parental leave, state employees, adoption, employee benefits, aircraft tax, aviation tax, sales tax exemption, use tax exemption, lease tax, rental tax, commercial aircraft, air carrier, airline, aircraft parts, maintenance
TX
Transcript Highlights:
- Governance regarding judicial reporting, court security, fee collection, indigent defense, and guardianship
- Any additional tax on financial transactions, whether on transfer. securities or processing trades would
- constitutional amendment that prohibits the legislature from imposing new taxes on the transfer of securities
- Senator Parker, this is really a great step to make Texas effectively a nexus for. security transaction
Keywords:
hydraulic fracturing, sales tax exemption, oil and gas, environmental impact, water reuse, justice, judicial council, centers of excellence, court operations, recognition program, franchise tax, retail trade, tax classification, business regulation, economic impact, SB 2873, Texas Tax Code, electronic filing, e-filing, tax reports
TX
Transcript Highlights:
- The bill applies to corporations formed under Texas law. with SEC-registered equity securities listed
- of Securities?
- That's from the Securities and Exchange Commission. That's an SEC rule. Thank you. Thank you.
- We don't currently tax security transactions, right? That's correct.
- And so, you know, we really work hard to make sure that all of our establishments are secure.
Bills:
SB264, SB542, SB924, SB1008, SB1029, SB1036, SB1057, SB1058, SB1185, SB1202, SB1358, SB1364, SB1376, SB1569, SB1664, SB1697, SJR50
Keywords:
SB 264, Texas Workers' Compensation Act, group self-insurance, self-insured groups, workers' compensation, Texas Department of Insurance, commissioner of insurance, certificate of approval, guaranty fund, trust fund, wind down, dissolution, labor code, insurance regulation, employer coverage, risk pool, business and commerce, trade workforce economic development, property owners' association, water conservation
AL
Alabama 2026 1st Special Session
Alabama House State Government Committee Mar 11th, 2026
State Government
Transcript Highlights:
- It provides a framework for the Securities Commission to establish the market accountability compensation
- fund, and that will assist victims of securities fraud recovering those funds or at least offsetting
- It<00:11:15.279>
provides <00:11:15.519>a HB 559 provides a framework for the Securities - Commission to establish the market accountability compensation fund, which will assist victims of securities
Keywords:
tax exemption, Kidz Eatz, sales tax, non-profit, local government, loitering, mask mandate, public safety, school policy, college regulations, law enforcement, Alabama Innovation Corporation, board of directors, staggered terms, economic development, entrepreneurship, voting rights, restoration, pardons, Parole Board
AL
Alabama 2026 1st Special Session
Alabama House Financial Services Committee Mar 4th, 2026
Financial Services
Keywords:
income tax credit, tax incentive, recruitment, remote work, remote worker, recruited worker, rural counties, small counties, county population tiers, opportunity zone, teacher recruitment, nurse recruitment, law enforcement recruitment, workforce development, economic development, relocation incentive, Alabama Department of Revenue, nonrefundable tax credit, tax carryforward, state income tax
LA
Keywords:
transfer on death, TOD, beneficiary designation, investment accounts, brokerage accounts, securities, nonprobate transfer, estate planning, succession, probate, community property, forced heirship, financial advisor, broker-dealer, custodian, transfer agent, banking, wealth transfer, inheritance, Louisiana Revised Statutes
AL
Alabama 2025 Regular Session
Alabama House Ways and Means Education Committee Mar 19th, 2025
Ways and Means Education
Transcript Highlights:
- and financial uh financial security and financial uh financial security and financial security that
- traditional employers security that traditional employers security that traditional employers provide
- It securities commission regulates it. It securities commission regulates it.
- commission. departments, the securities commission. departments, the securities commission.
- We've got the Securities Commission here, Department Securities Commission here, Department Securities
Keywords:
parental leave, state employees, local education agencies, adoption, work-life balance, family support, portable benefits, portable benefit account, independent contractor, gig worker, 1099 worker, freelancer, app-based worker, rideshare, delivery driver, worker benefits, health insurance, retirement benefits, life insurance, income replacement insurance
AL
Alabama 2026 1st Special Session
Alabama House Financial Services Committee Jan 28th, 2026
Financial Services
Transcript Highlights:
- so working with the Securities so working with the Securities Commission<00:11:54.480>
u < - >
commission banking here, securities commission banking here, securities commission here.<00: - And it's the best securities department.
- But uh securities.
- <00:23:36.080>
to um make sure they have the securities to um make sure they have the securities
Keywords:
income tax credit, tax incentive, recruitment, remote work, remote worker, recruited worker, rural counties, small counties, county population tiers, opportunity zone, teacher recruitment, nurse recruitment, law enforcement recruitment, workforce development, economic development, relocation incentive, Alabama Department of Revenue, nonrefundable tax credit, tax carryforward, state income tax
AL
Transcript Highlights:
- way while they're safe, secure way while they're safe, secure way while they're experiencing suicide
- If that person secures their mute. If that person secures their mute.
- If they in just going and securing it. If they in just going and securing it.
- The security of having paid time off. The security of having paid time off.
- high-risk security high-risk security sweeps.
Keywords:
occupation tax, securities, financial regulation, tax exemption, legislative amendment, capital gains tax, realized gains, unrealized gains, investment income, asset sale, capital assets, wealth tax, estate tax, trust tax, tax limitation, constitutional amendment, Texas Constitution, Article VIII, property tax, sales tax
TX
Transcript Highlights:
- transactions or an occupation tax on a registered securities market operator.
- H.J.R. 4 would ban the legislature from ever taxing securities transactions or market operators, ever
- This amendment would sunset the ban on occupation and transaction taxes related to security markets as
- Committee on Homeland Security, Public Safety, and Veterans Affairs.
- HB 4295 by Shaheen relating to the authority of a political subdivision to issue a public security if
Keywords:
occupation tax, securities, financial regulation, tax exemption, legislative amendment, capital gains tax, realized gains, unrealized gains, investment income, asset sale, capital assets, wealth tax, estate tax, trust tax, tax limitation, constitutional amendment, Texas Constitution, Article VIII, property tax, sales tax
TX
Transcript Highlights:
- of a newly designated guardian and requires clerk support. with jurisdiction over proceedings to secure
- Thank you. security statements at the end of the accounting period, along with receipts and invoices
Keywords:
disability, supported decision-making, legal assistance, confidentiality, access to justice, autonomy, civil rights, advocacy, Texas Family Code, DFPS, Department of Family and Protective Services, child welfare, foster care, substitute care, missing child, missing from placement, permanency hearing, parent-child relationship, SAPCR, conservatorship
AL
Alabama 2026 1st Special Session
Alabama Senate Fiscal Responsibility and Economic Development Committee Feb 4th, 2026
Fiscal Responsibility and Economic Development
Keywords:
unclaimed vehicles, towing, Department of Revenue, notification requirements, abandoned vehicles, real estate, residential property, single-family home, homeowner protection, property solicitation, unsolicited offer, wholesaling, real estate wholesaling, assignment contract, equitable interest, investment property, house flipping, predatory real estate practices, title cloud, deceptive trade practices
TX
Bills:
SB3074, HB49, HB2440, HB3556, HB3619, HB3866, HB4042, HB4112, HB4271, HB4413, HB4426, HB5033, HB49
Keywords:
SB 3074, TCEQ, Texas Commission on Environmental Quality, Water Code, permit applications, environmental permitting, administrative record, ex parte communications, legislative communications, governor, lieutenant governor, state legislators, district projects, public records, recusal, conflict of interest, substantial interest, agency transparency, environmental regulation, permit renewal